Regulatory infrastructure and compliance
Compliance audit
An internal compliance review of a regulated firm in the chosen scope, and a remediation plan after it. It is not a statutory financial audit and not an auditor's service.
In short
An internal compliance review of a regulated firm in the chosen scope, and a remediation plan after it. It is not a statutory financial audit and not an auditor's service. The price is from €1,700, excluding VAT. How long it takes: 3–4 weeks.
Who it is for
Licensed firms preparing for supervision or after findings.
Price
| Service | Price | Order |
|---|---|---|
| Compliance audit — Class 1 scope (internal compliance review, not a statutory financial audit) | from €8,500 | Order |
| Compliance audit — Class 2 scope (internal compliance review, not a statutory financial audit) | from €15,500 | Order |
| Compliance audit — Class 3 scope (internal compliance review, not a statutory financial audit) | from €27,000 | Order |
| Remediation plan after a compliance audit | from €1,700 | Order |
All prices are in euros and exclude VAT. VAT is added where it applies under the Estonian Value Added Tax Act.
What the price includes
- Internal compliance review — Class 1 scope (not a statutory financial audit)
- Review report
- Remediation plan (if ordered)
Not included in the price
- Statutory audit
- Legal opinion
State and notary fees
No state fee or notary fee applies to this service; banks, payment institutions and software providers charge their own fees directly.
Requirements
Scope agreed in writing.
Documents and information we need from you
Provide information, capital and people that meet the legal requirements; sign and answer the authority's questions.
Process
- You: Provide information, capital and people that meet the legal requirements; sign and answer the authority's questions.
- LexorCorp: Prepare the application and its documents and manage the procedure until the decision.
- Authority: None; the supervisor may review the firm separately.
How long it takes
3–4 weeks
Law and requirements
- The firm's regulatory framework
General information about our service, not legal advice.
Questions and answers
Compliance audit: what does it cost?
From €1,700, excluding VAT. No state fee or notary fee applies to this service; banks, payment institutions and software providers charge their own fees directly.
Compliance audit: who is it for?
Licensed firms preparing for supervision or after findings.
Compliance audit: how long does it take?
3–4 weeks
What is not included in the price?
Statutory audit; Legal opinion.
Who makes the decision?
None; the supervisor may review the firm separately.
Part of
- Regulatory infrastructure and compliance — from €2,200
Order: Compliance audit · from €1,700 See it in the price list